manager of UOB, knew in advance that UOB was preparing for the sale of the UOB8TF assets and prohibiting all employees from trading units of the fund. Taking advantage of the said fact, he used the
insider trading of COL shares while knowing or possessing inside information were deemed a contravention of Section 242(1) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with
, as opposed to the total loss of 111.32 million baht in the preceding quarter. Based on such non-public information, the persons above purchased 7,940,100 PTL shares from the trading account of PAPL
Laksana and Sommart in this case is deemed a contravention of Section 242(1) of the Securities and Exchange Act B.E.2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code which is subject to
Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company
Exchange Act, B.E. 2535 (1992), in conjunction with Section 83 of the Criminal Code. The criminal complaint was filed with the inquiry official of the Economic Crime Suppression Division (ECD) of the Royal
. The activities were liable to violate Section 244/3 (1) and (2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Criminal Code, subject to the penalties
) Miss Chatanun Tanasinwiwat, (10) Mrs. Panitanan Termkunanon, and (11) Mr. Nitis Sillamat, with personal relationships and securities trading activities within the group, colluded to manipulate the
orders at prices several notches above the market price, in order to entice other investors to follow suit and force trading of KDH shares within a set price range ("Pump and Dump"). The aim was to
244/6 (as the case may be) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Criminal Code to the ECD inquiry officials on 10 February 2023* |The SEC’s