. 37/2553. The SEC therefore suspended {C} and {D} from duties as approved securities investment consultant for three months.
Company Limited (the “Company”) would like to inform management discussion and analysis for its results of operations from the financial statements for the three-month period ended 30 June 2019 as follows
November 12, 2018 Subject: Management Discussion and Analysis For the three-month period ended September 30, 2018 To: The President, The Stock Exchange of Thailand Home Pottery Public Company Limited
For the three-month period ended March 31,2018 To; The President, The Stock Exchange of Thailand Home Pottery Public Company Limited ("The Company") would like to submit the Management Discussion and
Fortune Parts Industry Public Company Limited (“FPI” or “The Company”) would like to submit the reviewed of interim financial statements for the three-month period ended 30 September 2018 which has been
account that her employer has already imposed a three-month suspension on {C}, the SEC considered that she has already served the SEC suspension term.On {D} and {E} cases, the SEC found that they both
derivatives business; and (2) S D Global, Seandar Inc. (or Seandar), Huang Young Lin, Tang Tia Julien, and Teh Cheng Huat for operating unlicensed securities business.The compliant resulted from several reports
} Securities Plc., as well as {D}, {E} and {F}, for manipulating RICH share price.With the referral from the Stock Exchange of Thailand on irregular trading in RICH shares by a group of persons from May 10 to
ent of the tot d and structu ant land, total Resolutions Calling the Ex ger e of Thailand randum on th f Assets for B c Company , on 19 Dec ution on a dis he potential i in pursuing s expertise, a at
, suspended {D} from his investor contact status for three months. (5) {E}, an investor contact of KTB Securities Co., Ltd., took trading orders from a person who was not the account's owner and sent trading