aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และสมาคมบริษัทหลักทรัพย์ไทย (ASCO) ร่วมจัดงานสัมมนา SEC 2024 Supervision Approach and Risk Management Guideline เพื่อเสริมสร้างความเข้าใจ

proactive teamwork to further advance joint initiatives in various areas such as promotion of listed companies’ adoption of Sustainable Development Goals. The meeting took place at the SEC Building on 5

exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying

In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for

on the proposed principles for amendment to the Securities and Exchange Act B.E. 2535 (1992) regarding supervision on auditors and audit firms in the capital market is available at https