effectiveness as the one suggested by SEC.The process of KYC is an initial procedure that every business operators in the capital market need to perform in order to onboard customers in accordance with the

least three quarters of total voting rights less interested shareholders to be approved. Accordingly, the SEC suggested ADAM shareholders carefully study relevant information, exercise their rights to

and found noise trading risks in trading of securities on the SET. The finding suggested that non-fundamental factors highly influenced the SET Index; trading volumes, for instance. Whilst, the market

sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could

) against offenders, including foreign platforms such as Binance* and Bybit Fintech Limited (Bybit)**Additionally, the SEC has suggested the investors withdraw their assets from those unlicensed platform

with fair treatment and transparency, and increase flexibility for management of member contribution. Most respondents agreed with the proposed amendments and suggested further details for the

According to the SEC’s public hearing in the fourth quarter of 2022, the majority of respondents expressed support for the proposed principles and draft regulations, and some also suggested that the

As a result of the current situation, business operators have to self-adjust in response to technological disruption, the changing environment, and investors’ changing behaviors in order to

from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body.  Inevitably, supervision on auditor in Thai capital market must be developed in

capital market auditors. Most respondents agreed with the proposal, viewing that a minimum of four auditors was appropriate. Additionally, they suggested that the SEC give audit firms a suitable timeframe