MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Gold Fund,Structured Note Fund,Specific Fund

Following a client’s complaint and SEC’s further investigation, it was found that during 20-27 September 2018 {A}, as investment consultant of the client, failed to inform the client of the

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Structured Note Fund,Specific Fund | Offering Date : 21/03/2013 - 28/03/2013

Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to

Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave

Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023

Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.section 105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023

Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023

Renaissance Fund Management LTD This case is in the process of investigation by the inquiry official. SEC Act S.105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023