KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Gold Fund,Structured Note Fund,Specific Fund
management of One for his own benefit with the client’s consent; (2) he personally signed client’s redemption order form for mutual funds; and (3) he changed client’s contact address to the address of One
’ acknowledgment or consent. _________________________Notes:* At-The-Open order (ATO) is an order to buy or sell securities at the session’s opening price. Trading orders of this kind are sent during pre-open
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Structured Note Fund,Specific Fund | Offering Date : 21/03/2013 - 28/03/2013
assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht: 1
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 12/11/2007 - 22/11/2007
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 13/09/2011 - 19/09/2011
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 19/06/2012 - 25/06/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 04/07/2012 - 09/07/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 11/07/2012 - 16/07/2012