intermediary only; 4 (3) investment in the units of a fixed-income mutual fund whose investment scheme specifies a single offer only and fixed maturity may be made, provided that such units shall be held until
) classification of the investment unit shall contain at least the following details: (a) type of the investment unit, either single or multiple types. In case of classifying the investment unit into multiple types
) “securities lending” “SET” “share warrants” “single entity limit” “SIP” Specific Investment Products P a g e 8 | ( ) KTFFE86 86 Krung Thai Fixed Income FIF Enhanced86 Not for Retail Investors “sovereign rating
investment policies” means a provident fund which employs more than one investment policy, whether it is a single fund or a pooled fund; “single fund” means a provident fund established for employees of a
หรือ ตราสารหนี้/ตราสารกึ่งหนี้กี่งทุน/SN/ศุกูก ในระบบ organized market หรือเทียบเท่า6 และมี credit rating อยู่ในระดับ investment grade กำหนดให้ single entity limit ไม่เกิน 15% ของ NAV หริอไม่
rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital
concentration risk due to investment in products of any single issuer. Under such conditions, a credit risk on any specific issuer in a term fund’s portfolio could adversely affect the net asset value of the
select the provident fund with good management, which will be qualified by various factors, including good governance in investment, the standard of control and management of investment, the roles of
Bangkok, May 28, 2015 ? The SEC revised regulations for more flexibility to promote cross-border offerings of debt securities and collective investment schemes (CIS). The revision aims to increase