financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings

SEC Secretary-General Rapee Sucharitakul (4th from left) posed with senior executives from capital market businesses at “the SEC Conference 2019: Capital Market for All,” which highlighted the

Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as

, took place on 13 August 2024 in Bangkok.Mr. Setthapong Leelerdpong, Senior Officer of the Capital Market Education, gave a lecture to students from the Faculty of Economics, Srinakharinwirot University

Bangkok, October 1, 2014 ? The SEC Board appointed Tipsuda Thavaramara, Senior Assistant Secretary-General as a Deputy Secretary-General. The appointment becomes effective as from October 1, 2014

The Securities and Exchange Commission (SEC) welcomed a group of central and regional administrative case officers, senior professionals, under the Professional Level Administrative Case Officials

meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior

Market Education, with Senior Officer Mr. Setthapong Leelerdpong delivering a lecture on financial planning for women and a workshop on SMART goal setting, and Officer Mr. Niruch Liwsirivongse capturing

participants of the Advanced Budget Management Executive Training Program (Class 11). The training aimed to enhance budget management capabilities of senior executives from government agencies, state enterprises

Director of the Intermediaries Policy Department, and Mr. Niruch Liwsirivongse, Senior Officer of the Capital Market Education Department. The lecture aimed to enhance the understanding of financial planning