derivatives exchange for the acknowledgment of members or involved persons of the derivatives exchange. Clause 17 Derivatives exchanges shall establish adequate measures to prevent directors, executives, sub

underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of

Tel. 66 2323 1085..96 Fax. 66 2323 9283 1) Assets As of 31 December 2018, the Company had total assets amounting 1,082.75 million Baht, comprising, in proportion, 45.04% current assets, 1.02% secured

1,010.21 million Baht, comprising, in proportion, 42.10% current assets, 1.09% secured bond, 23.01% investments in associated companies, 13.77% other long-term investment, 5.48% investment properties, 14.00

which is incapable of making profit. UWC expects to obtain benefits from this Transaction as follows: 1. Improvement in financial liquidity: UWC will have adequate cash flow to repay the secured bonds

ensure that such investors would have adequate access to relevant information to better understand financial products before making well informed investment decisions.?The consultation paper is available

while classification of assets treated as capital will be more flexible. In this regard, guidelines for the business operators unable to maintain adequate capital will also be prescribed. The consultation

Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as

Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed

issuers. The proposed revision intends to simplify the rules and  strike a balance between the investors? need for adequate information disclosure with respect to their  investment decision and the