The SEC has reviewed the existing criteria governing liquidity risk management tools for mutual funds and has also studied regulatory approaches adopted in other jurisdictions. The SEC is of the view

aspects. The four main aspects are (1) defining a governance structure, (2) integrating with organization strategic plans, (3) risk management, and (4) setting metrics and targets. Therefore, the

While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of

Thai ESG funds and strengthen the fiduciary duty of asset management companies (AMCs) to ensure responsible investment.  Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The Capital Market

Association (TISA), and the Institute of Internal Auditors, Thailand (IIAT), co-organized a panel discussion on cybersecurity for risk management and IT audit personnel of business operators in the capital

of the accounts. The requirements aim to better reflect actual financial status and debt repayment capability of every client thereby enhancing securities companies? risk management and thus preserve

and mechanism for risk management, readiness of work systems and personnel, analysis and selection of digital assets to invest, and investment tracking tools, etc. Listed companies should also consider

developing the potential of listed companies in accordance with the CG Code, starting with establishing a sustainable corporate strategy, good corporate governance, risk management, especially risks in

information from board of directors? resolution, shareholders? meeting documents and management discussion and analysis (MD&A) and risk factors disclosed in the annual registration statement (Form 56-1) and

matters and incorporating their opinions into company strategies. ·         ESG data and risk assessments are increasingly used in board decision-making and linked to enterprise risk management