financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings

Company Limited has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

November2017 and Miss Ornprapat Junsakha has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

2017 and Miss Kanyakorn Supakarnkachareon has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to

. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business

restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the

โดยสภาพไม่สามารทำการหักกลบลบหนี้กับคู่สัญญาอีกฝ่ายหนึ่ง(set-off) ชำระเงินหรือส่วนต่างของราคาสินค้า(settle by cash) หรือสร้างฐานะในทางตรงข้ามเพื่อลบล้างหน้าที่การส่งมอบได้ ตามประกาศที่ กย. 4/2547 ข้อ 2(3

(settlement date) ก็คือวันที่ลูกค้าส่งคำสั่งเพื่อปิดสัญญา (Settle Sell or Settle Buy order) แม้ในสัญญา คู่สัญญามิได้ตกลงกันว่าจะทำการส่งมอบสินค้ากันในวันใดแต่ถ้าพยานหลักฐานแสดงให้เห็นว่าจะส่งมอบกันในอนาคต

provision based on the best estimate of the expenditure required to settle the present obligation by taking into account factors such as the amount of debt relieved by the rehabilitation plan, interest claims