According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...
doing, the SEC emphasizes the importance of considering potential impacts on the public who use these digital asset platforms and gives them time to manage their accounts before access is restricted
แนวทางการเปิดเผยข้อมูลการจำกัดการรับสิทธิประโยชน์บางประเภทสำหรับผู้ถือหลักทรัพย์ในบางสัญชาติ (Restricted countries) ในกรณีที่มีการเสนอขายหลักทรัพย์แบบ Preferential Public Offering
process and recommending suitable investment. (Suitability) Investing in primary and secondary markets is restricted for qualified investors with knowledge, experience and high net worth who can
The SEC Management introduces the new look of corporate website www.sec.or.th, featuring multi-device accessibility as well as more user-friendly experience for the public, investors and regulated
The TouristDigiPay sandbox opens for DA business operators regulated by the SEC to collaborate with e-money service providers regulated by the Bank of Thailand (BOT) to offer services for foreign
the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control supervision over regulated business operators. The event took place on 26 June 2024 at the SEC
awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the
States) HK-TH-MRF official day of the year that such solicitations occurred. List of Restricted Assets Virtual assets, i.e. digital tokens (such as digital currencies, utility tokens, investment tokens