Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
, as follows: 1. Secured bond No. 1/2561, to reach maturity in 2024 (PHUKET207A) 2. Secured bond No. 2/2562, to reach maturity in 2024 (PHUKET208A) 3. Secured bond No. 4/2562, to reach maturity in
. ALL235A: SECURED DEBENTURES OF ALL INSPIRE DEVELOPMENT PUBLIC COMPANY LIMITED No. 5/2020 Due 2025; 4. ALL23OA: SECURED DEBENTURES OF ALL INSPIRE DEVELOPMENT PUBLIC COMPANY LIMITED No. 2/2021 Due 2025; 5
Issuing secured bonds and appointing a qualified bondholders’ representative can enhance investor protection, especially in the event of a default in debt securities crowdfunding. However, the
securities in its possession. The SEC is therefore conducting this public hearing to gather feedback from stakeholders. The key points of the proposed amendments are as follows: (1) To require securities
Technology System dated 12 September 2016 (“Notification No. Sor Thor. 37/2559”) require that intermediaries establish policies, measures and operating systems for governance of technology and information
Technology System dated 12 September 2016 (“ Notification No. Sor Thor. 37/2559 ”) require that intermediaries establish policies, measures and operating systems for governance of technology and information
default, to issue and offer for sale only subordinate bonds, and to require that the names of the bonds be clearly specified to indicate that the issuer is undergoing maturity extension or debt repayment
Section 96 Securities and Exchange Act B.E. 2535 Section 96. The SEC may or may not require a securities company to have a paid-up registered capital in an amount specified for operation of any