, the Office may specify conditions for the securities company to follow. Clause 5. A securities company shall arrange to have compliance unit and an internal audit unit with recognizable and reliable
. ?To make right decision, investors must have an easy access to reliable information and a helping tool for investment planning. Therefore, the SEC develops Mobile App ?start-to-invest? to be responsive
. These efforts serve as an important mechanism for enhancing financial security and creating a safe and reliable online ecosystem for Thai people.
importance of disclosed information that is accurate, reliable, clear, and timely to enhance trust and confidence in the Thai capital market and attract both domestic and international investors.Mrs. Pornanong
2015 and 2016 were restated because fictitious revenue had been recorded. The SEC reviewed Patamavan’s engagement performance as NMG’s auditor and found that she failed to obtain reliable evidence that
business, which also reduces redundant identification processes. As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be
identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect
in the Thai capital market also resulted in higher level due to reliable financial reports of listed firms, helping facilitate those firms? overseas fund raising and boost competitive edge of capital
a larger proportion. Also, administrative expenses have increased by ฿ 68.52 million or 35.43%. Therefore, the company’s total operating results for the year 2019 was ฿ 38.14 million in annual loss
investment trusts; (2) a 30-percent rate reduction for medium-sized and larger listed companies; and (3) an extension of the annual fee payment due date from May 2020 to the end