and 51 audit firms have registered with the AOB. The AOB has also recognised 10 foreign individual auditors from five foreign audit firms.More information about the AOB is available on the SC website at
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business
e-service Online Submission Derivatives Advisor Licensed Derivatives Advisor | Registered Derivatives Advisor | Licensed Derivatives Advisor (Individual) Company Name Head Office 1. KASIKORN
which will act as initial screener of ICO issuer. After the related notifications come into effect, SEC will initially approve ICO portals. ICO portals must be Thai companies with a minimum registered
. In essence, the governing regulations specify that: (1) The fund must be a closed-end fund with no less than 2 billion baht registered capital; (2) The fund may invest directly in the assets of
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type