|- Anti-fraud Provisions (section 98(3)) |- Forward Transactions/OTC Equity Derivatives Transactions (section 98(4)) |- Securities Borrowing and Lending (section 98(5)) |- Short Sale Provisions (section 98
offered at the market price during the offering period. The revised provisions cover the key areas, as follows: 1) Approval: to screen the applicant?s corporate governance records whether or not
| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
Provisions on Issuance for Sale of Sukuk and Disclosure of Information (No. 3)
Provisions on Issuance for Sale of Sukuk and Disclosure of Information (No. 2)
Provisions relating to Particulars, Terms and Conditions in a Trust Instrument of Real Estate Investment Trust
Determination of Other Securities Which Are Not Subject to Provisions concerning Public Offering of Securities
Provisions on Issuance for Sale of Sukuk and Disclosure of Information
Additional Provisions relating to Issuance and Offer for Sale of Sukuk