digital token issuer approved by the SEC. If investors are solicited to invest in digital tokens or find some tips that may lead to illegal business schemes, please contact SEC Help Center by calling
publicized through telephone, leaflets, brochures, event booths at office buildings and Facebook advertisements.Such acts may be unlawful and constitute an offence of luring and offering unauthorized
AMLO Chairman Chatchai Phromlert and AMLO Secretary-General Theppasu Bavornchotidara emphasized AMLO's pivotal role in capital market oversight as a regulator of SET's securities member companies designated to report various transactions and as an enforcement agency against predicate offenses in the capital market. For cases involving violations of the Securities and Exchange Act, including stock manipulation and insider trading, AMLO will work closely with the SEC, which directly regulates thes...
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the account owner.The SEC and RHB OSK found that {A} took securities trading orders from a client using an alias through chat program. The client also sent securities trading orders on behalf of other 12 clients who were his friends, while {A} took such orders without any written authorization from those...
Pursuant the Digital Asset Business Law, as amended, digital asset business operators having any of the following characteristics are deemed to be providing services to persons in Thailand, which requires proper license under the Digital Asset Business Law: (1) having a digital platform displayed, in whole or in part, in the Thai language; (2) having a digital platform registered by using a domain name with the extension “.th” or “.ไทย” or any other name that signifies Thailand or the Kingd...
Recently, the Securities and Exchange Commission (SEC) has conducted investigations and found that Bybit .com (https://www. bybit .com), 1000x .live (https://www. 1000x.live), CoinEx (https://www.coinex.com/), OKX (www.okx. com/th), and XT.COM (www.xt.com) had provided services of digital asset trading platforms without license. The SEC therefore filed criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police for offenses liable to be unlicensed digital asset busi...
Mutual Recognition of Funds between Hong Kong Special Administrative Region of the Peoples Republic of China and Thailand
Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People?s Republic of China and
The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted. To
the recognition of SEC Thailand on the global stage. Currently, the IOSCO Board comprises 35 member regulators from countries worldwide.