ก.ล.ต. เปิดรับฟังความคิดเห็นร่างประกาศเกี่ยวกับการเสนอขายกองทุนรวมภายใต้โครงการจัดการลงทุนระหว่างเขตบริหารพิเศษฮ่องกงแห่งสาธารณรัฐประชาชนจีนและไทย (Hong Kong – Thailand Mutual Recognition of Funds)
Line "ผู้แนะนำการลงทุน (เลขที่ทะเบียน IC 048919)" impersonate "Investment Consultant with approval Identification number 048919" : Unlicensed securities and derivatives business (Disclosure Date : 06
Mutual Recognition of Funds between Hong Kong Special Administrative Region of the Peoples Republic of China and Thailand
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People?s Republic of China and
institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] · Reviewing and modify updatable by having a risk assessment once a
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted. To
the recognition of SEC Thailand on the global stage. Currently, the IOSCO Board comprises 35 member regulators from countries worldwide.