The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 20:10 Recent Enforcement Enforcement Search Please enter search criteria Name

recent suspension of all Baht and cryptocurrency withdrawals. The e-form aims to further facilitate the affected investors’ submission of information and the SEC’s collection of clear and accurate facts

the revised G20/OECD Principles of Corporate Governance where sustainability-related governance is among the key revisions.The Meeting took note of the results of the landscape survey among ACMF member

prepare the most recent annual and quarterly financial statements as required under the existing regulations.  To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the

prepare the most recent annual and quarterly financial statements as required under the existing regulations.? To eliminate the said obstacle, the SEC proposed to relax securities offering rule to allow the

” means an affiliated company as prescribed by the Notification of the Capital Market Supervisory Board concerning Outsourcing Operational Function relating to Business Operation to a Third Party; “member

, investor, or other market participant. 2.2 A CRA and its employees should use care and professional judgment to maintain and objectivity. 2.3 factors relevant to assessing the creditworthiness of the rated

the National Statistical Office.Given such circumstances, the employers should play a greater role in supporting their employees? retirement savings through a well-planned PVD that offers various member

, Thailand. Prior to the recent appointment, she was Director of the Financial Education Department, the Sales Conduct Supervision Department and the Investment Management Policy Department, respectively

blocked from these platforms immediately to protect the public from further harm and loss.  The Investment Scam Hotline initiative is part of the SEC’s continuing efforts as a participant in the