such principle and includes the transitional provisions with the effective period for 6 months commencing from the Effective Date of the notification. This will serve as the timeframe for the existing
: https://publish.sec.or.th/nrs/10381p_r.pdf ** Including transitional provisions, allowing business operators sufficient time to develop reporting systems in compliance with the new regulations.
approved by the head of audit firms and submitted to the SEC within 5 months after the IT audit period, unless a waiver is granted by the SEC. The transitional period will end on May 31st, 2027, and the
security of systems related to digital asset custody, which could cause significant impacts on clients’ assets. The regulations have taken effect since 16 January 2023. Pursuant to the transitional
investor contact? and ?Category B investor contact? will be changed to ?investment analyst? and ?investment consultant,? respectively. For transitional period, presently approved ?Category A investor contact
ที่เข้ำข่ำยข้อยกเว้นให้สำมำรถปฏิบัติงำนต่อไปได้อีก 2 ปี ในช่วง transitional period ปี 2562-2566 นั้น ส ำนักงำน ก.ล.ต. ควรระบุมำตรกำรป้องกัน (“safeguard”) ให้ชัดเจน เพื่อให้ เกิดควำมเข้ำใจที่ตรงกันในอนำ
engagement partner ได้ 7 ปี (ปี 64 – 70) *ในกรณีที่มีการเว้นการปฏิบัติหน้าที่ในช่วง transitional period (ปี 2562 – 2566) ผู้สอบบัญชีสามารถ จัดให้มีการเว้นการปฏิบัติหน้าที่น้อยกว่า 5 ปีได้ แต่ต้องไม่น้อยกว่า 3
training courses under the specified standards. The revised criteria are expected to take effect from 1 July 2025. Transitional provisions will be in place to accommodate the training of
asset businesses. Transitional provisions have also been established to allow the licensees under the previous regulations to continue their operations without the need to apply for a new license and
token services. Additionally, a transitional provision will be established, requiring securities companies currently providing cryptocurrency and utility token services to establish a separate entity for