Bangkok, February 12, 2013 ? The SEC places a high priority on raising the quality of information disclosure of listed companies, particularly management discussion and analysis (MD&A) in the annual
securities companies? efficiency where quality of personnel in securities business either investment consultants or back office staff, will be strengthened. For investment consultants, training on wealth
Facebook page Quality of Life Fund impersonates Amata Corporation Plc. : Unlicensed securities and derivatives business (Disclosure Date : 30/09/2024)
, most research reports currently available in the capital market mainly cover large-cap stocks. To increase the quantity and quality of research reports on listed companies, the SEC Board Meeting No. 5
regarding the credibility of digital asset business operators to enhance clarity and appropriateness of the regulations, while elevating the quality, trust, and confidence in the overall digital asset market
derivatives agents. The proposed rules aim at enhancing service quality and keeping up with advanced IT systems such as use of cloud computing service, IT human resource security, encryption and incident
draft guidelines would provide examples of e-KYC in accordance to the principles as notified. However, business operators can also use other methods, provided that they have the same quality and
responsible business behavior and climate accountability. All stakeholders in the capital market, both listed companies and financial intermediaries such as securities companies and asset management
Bangkok, 17 May 2018 ? The SEC is seeking public comments on the principles and draft regulations under the Digital Asset Business Law to lay out guidelines for supervising offering of digital tokens
Bangkok, June 5, 2015 ? SEC Secretary-General talked strategy and vision, emphasizing on understanding business and improvement of ecosystem where regulations are practical and developed from the