-based crowdfunding framework which launched last May is now gaining interests from various parties. In addition, the SEC is looking at the possibility to allow automated portfolio management advice, also
development. The SEC urged TIA to consider the possibility to become independent investment advisory institute supporting Thai capital market development. The institute could be a center for investor education
Audit Oversight Board มาเลเซีย Finance Profession Supervisory Center อินโดนีเซีย Accounting and Corporate Regulatory Authority สิงคโปร์ และ ก.ล.ต. ไทย จะทำการวิเคราะห์เชิงลึกถึงสาเหตุของประเด็นข้อบกพร่อง
analysis report. I trust that the team will be a role model for capital market profession and future for capital market professionals. We admire CFA Society of Thailand for their constant endeavor to develop
months. ?Investor contacts must maintain trustworthiness and integrity in the profession. They must strictly comply with the regulations. The SEC will not tolerate, and will take legal action against
cessation of being the subsidiary 23/11/2020 13:18 Notification of the result of the agreement for sale and purchase of shares under Memorandum of Understanding (MOU) to study the possibility of sale and
for such products in Thailand as part of the initiatives under SEC Thailand’s sustainable finance roadmap. The meeting with LGX management will include a discussion on the possibility of technical
of listed companies during the COVID-19 outbreak. Due to the possibility of unpredictable outcomes, accounting estimates for the preparation of financial statements can be quite a challenge. In this
fairness for all investors, and reduce the possibility of systemic risk and stability risk of mutual funds. The consultation paper on the principles and proposed regulations related to
percent of the term funds were offered to retail investors. The key specific characteristics of term fund are the inability to redeem investment units before maturity date and the possibility of