Based on a referral and the SEC’s further investigation, it was found that on 15 October 2021 OKX provided services for a digital asset trading system, facilitating the trading and exchange of digital assets while charging a fee of 0.1% of the trading value. Additionally, OKX solicited and promoted its services through its website and various social media channels, including Telegram under the account name “OKX TH”, Twitter (now X) under the name: “OKX Thai Community”, and Line OpenChat u...
According to the SEC’s findings, XT .COM has provided a digital asset trading system to facilitate trading and exchange of digital assets while charging fees. Additionally, it has promoted and solicited users in Thailand to use XT .COM’s services through Thai-language social media, i.e., Facebook, Telegram and YouTube, and has set up XT .COM booth at events held in Thailand. The XT .COM’s activities are liable to be an operation of digital asset exchange business under Section 3 of th...
BANGKOK CAPITAL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 06/05/2022 - 09/05/2022
GOD Private Hedge Management and Mr. Chayamongkol Churee, Chulee : Unlicensed digital asset businessUnlicensed securities and derivatives business (Disclosure Date : 18/05/2023)
-retail Investors and Execution of Agreements for Managing Private Funds (No. 17); (3) Notification of the Capital Market Supervisory Board No. Tor Nor. 48/2567 Re: Regulations for Management of Mutual
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
to right offering (RO)) to give the private sector more funding flexibility while maintaining the ability to meet the targeted fund; and (3) Revise the current market price calculations, which are
for every case even though it will be offered via private placement. For example, the normal regulations will be obstacles in the process of pre-ICO and private sale.Therefore, SEC intends to relax
Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to