inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
dishonestly and seeking wrongful gains, which caused damage to IEC, through a purchase transaction of 25% of SK1 shares at the amount of 100 million baht. The transaction was executed after SK1 had been placed
Public Company Limited (IEC), through a purchase transaction of 25% of SK1 shares at the amount of 100 million baht. The transaction was executed after SK1 had been placed in absolute receivership by the
International Engineering Public Company Limited (IEC), through a purchase transaction of 25% of SK1 shares at the amount of 100 million baht. The transaction was executed after SK1 had been placed in absolute
, under their management to meet the requirement instead of being subject to immediate dissolution on the closing date of the unitholder register.In addition, the SEC is proposing a waiver of compulsory
. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees. In proposing the rule changes, the SEC took into
companies.In protecting the best interest of investors, the SEC is proposing to amend such rules to provide a clearer practical guideline for fund management and more room for investors to consider potential
the use of financial services by investors. The SEC is therefore proposing to amend the reporting rules for business operators. Currently, the existing regulations require that business operators
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development