During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend the regulations governing the optional systems of digital asset business
securities business, derivatives business, or digital asset business without a license or registration. The consultation paper is available on https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=963
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
Essentially, the draft amendment to the regulations governing capital market business personnel would (1) extend the period for renewal of approval to be on any business day until the last
, “Leadership Role and Sustainable Business,” and the launch of Gender Corner. The event aimed to raise awareness of women in leadership role and gender equality, and to recognise listed companies’ support for
operating digital asset exchange business without license,” released on 22 December 2023: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10613&NewsNo=257&NewsYear=2023&Lang=EN ** SEC News No. 82/2024
without incurring additional costs for business activities permitted under their existing licenses. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1009 and the
On 15 August 2023, the SEC Board Meeting No. 12/2566 approved the proposed amendment to such advertisement regulations. The SEC is therefore inviting the public and the business sector to comment on
Kong and Thai capital market participants and expand the business opportunities for the cross-border offerings of funds under the HK-TH MRF, following the Memorandum of Understanding between the
Remark: * SEC News No. 125/2021: “SEC files a criminal complaint against Binance for operating digital asset business without license”: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017&NewsNo