debt instrument issuance and takeover activities and enhancing oversight of audit firms and capital market professionals;  (5) Enhancement of Law Enforcement and Penalty: vesting SEC officers the power

addressed the regulatory oversight of digital asset businesses. Additionally, Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, gave an overview of the Thai capital market. Mrs. Yaovalux Nontakaew

Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator

services through business operators in the host country, prohibition of giving advice to particular customers and soliciting for sales of the capital market products. Each ACMF member may issue additional

accordingly: (1) to define business objectives and goals to create sustainable values for the business, (2) to achieve the goals through the mechanism of committee composition, oversight and development of

Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E

fintech supervision and oversight. This framework was similar to those CSSF agreed with capital-markets watchdogs of Australia, Dubai and the United of Arab Emirates. This new agreement has expanded the

SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development

oversight and secure application of digital technologies.  The ISACA – Bangkok Chapter will render cooperation in creating readiness of capital

In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have