The Securities and Exchange Commission (SEC) and the Association of Thai Securities Companies (ASCO) co-organized the SEC 2024 Supervision Approach and Risk Management Guideline seminar to foster a better understanding among securities companies regarding risks and managing risks appropriately according to the nature of their businesses. Additionally, the event also aimed to build trust and confidence in the Thai capital market. During the event, Mrs. Pornanong Budsaratragoon, SEC Secreta...
This seminar aimed to provide in-depth knowledge and strengthen the capacity of the business sector to raise funds under the framework of Transition Finance, facilitating a credible transition to a low-carbon society. It featured sharing of experiences and perspectives among international experts, focusing on the key elements for developing a transition plan, tools for evaluating and selecting transition activities, as well as investor expectations for promoting transitions. Additionally,...
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET), organized a seminar titled "Three Lines of Defense for Listed Companies" under the Strengthening Corporate Governance of Listed Companies Initiative. The event aimed to foster good corporate governance among listed companies as a key mechanism for enhancing trust and confidence in the Thai capital market. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Mr. Asadej Kongsiri, SET Pres...
Developing Thailand Taxonomy is the first initiative among the five Key Strategic Initiatives (KSIs) to be driven by the Board according to the work plan under the framework of Sustainable Finance Initiative for Thailand that set the direction for driving sustainable finance across the financial sector. The Board, co-led by the BOT and the SEC, consists of relevant parties from the public and private sectors, as well as the financial institutions*. With the opening speeches delivered by Mr. Thal...
The Securities and Exchange Commission (SEC), in collaboration with the Stock Exchange of Thailand (SET) and the Thai Institute of Directors (IOD), jointly organized a webinar on the topic, “Preventing, Deterring and Suppressing Improper Behaviors of Listed Companies”. This event was part of the Strengthening Corporate Governance of Listed Companies Initiative, aimed at encouraging the boards of directors to become aware of their roles in protecting the rights and interests of shareholder...
On 22 March 2024, the Securities and Exchange Commission (SEC) collaborated with capital market organizations, namely – the Federation of Thai Capital Market Organizations (FETCO), the Stock Exchange of Thailand (SET), the Thai Listed Companies Association (TLCA), the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Investment Analysts Association (IAA), the Thai Investors Association (TIA), the Thai Bond Market Association (T...
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and Human Rights for the Business Sector in the Thai Capital Market Project (Phase 3). The workshop aimed to encourage the business sector to operate with consideration for human rights, in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs), and to emphasize HRDD throughout...
The Securities and Exchange Commission (SEC), in collaboration with the United Nations Development Programme (UNDP), co-organized a training session on “SDG Guidebook for Thai Listed Companies and SDG Impact Standards, Class 1/2024.” The training aimed to educate participants about the Sustainable Development Goals (SDGs) and the importance of sustainability in business operations, including SDGs Impact Measurement and Management (SDGs-IMM) for businesses to apply in their operational processes...
Mr. Paiboon Dumrongwaree, Assistant Secretary-General of the Securities and Exchange Commission (SEC), together with Mr. Pavich Kesavawong, Deputy Director General of the Department of Climate Change and Environment (DCCE), Mr. Somchai Lertlarpwasin, Assistant Governor of the Financial Institutions Policy Group, the Bank of Thailand (BOT), and Mrs. Ratvalee Anantananont, Executive Vice President, Head of Sustainable Development Group, the Stock Exchange of Thailand (SET) – serving collecti...
The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and Human Rights for the Business Sector in the Thai Capital Market Project (Phase 3). The workshop aimed to encourage the business sector to operate with consideration for human rights in line with the United Nations Guiding Principles on Business and Human Rights (UNGPs), and emphasize HRDD throu...