before such information became public on 30 October 2012. SEC Act S.241 Settlement Committee Meeting No. 6/2016 Settlement Committee Order No. 35/2016 Dated 26/07/2016

non-public information concerning that TIP had to increase its registered capital shares at the amount of 250 million baht to solve the issue of decreasing capital adequacy ratio below the requirement

as to take advantage of other persons by using negative material non-public information concerning that TIP had to increase its registered capital shares at the amount of 250 million baht to solve the

, falsifying documents and recording false accounting information. The SEC later issued a freezing order against Wichai?s assets for 180 days to prevent him from removing or disposing the assets. The order would

information material to GLOBAL share price concerning the joint venture agreement between GLOBAL and SCG Distribution Company Limited, a wholly owned subsidiary of the Siam Cement Public Company Limited. Mr

advantage of others by using non-public information material to GLOBAL share price. Mr. Witoon used non-public information concerning the joint venture agreement between GLOBAL and SCG Distribution Company

information material to GLOBAL share price. Mr. Witoon used non-public information concerning the joint venture agreement between GLOBAL and SCG Distribution Company Limited, a wholly owned subsidiary of the

Limited (“GLOBAL”) through his securities trading account and clearing such transactions for Mr. Witoon’s benefits in such a way that taking advantage of others by using non-public information material to

the other. The selling was based on material non-public information concerning PAP’s operating net loss of 29.57 million baht significantly fell from Q3/2013 with the net loss of 114.57 million baht, a

before the information became publicly known on 18 January 2011. Such action was deemed taking an unfair advantage of other people by using positive material non- public information concerning the interest