Innovation for Enhancing the Efficiency of Public Sector Services and Operations.” The visit aimed to strengthen skills and enhance knowledge among support function personnel in the academic stream at the
wallet provider, and other relevant regulations on digital asset business operations. The key points of the amendments are as follows: (1) Supervision on the ICO of Investment Token: Revoking the
The SDG Guidebook for Listed Companies is designed to act as a practical guideline for businesses to integrate the Sustainable Development Goals (SDGs) into their business operations and strategies
applicant must possess and maintain the criteria for operations stipulated for the Self-Regulatory Organization (SRO) in line with the standards of the International Organization of Securities Commission
, organized by Asia Asset Management. Speaking on the topic “Digital Asset and Finance: A Perspective from Thailand,” she shared experiences, challenges, and guidelines related to the supervision and
, investment analyst and investment planner, and at the amount of 10,000 baht in case of a fund manager. SEC has therefore proposed amendments to the regulations on supervision of capital market
digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies
aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for
oversight in Thailand, priority is given to supervision of individual auditors, but the competent agency is not given the power to directly supervise the audit firms._________________________
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และสมาคมบริษัทหลักทรัพย์ไทย (ASCO) ร่วมจัดงานสัมมนา SEC 2024 Supervision Approach and Risk Management Guideline เพื่อเสริมสร้างความเข้าใจ