Complex Type 2 Investment Consultant
SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Bangkok, October 15, 2013 ? The SEC today launched new corporate website with more user-friendly design. Newly introduced and improved functions and features have been built-in to offer even more
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
Facebook page New Trading : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook page ชื่อ New investor : Unlicensed securities and derivatives business (Disclosure Date : 30/10/2023)
Facebook Page ชื่อ New TRADE : Unlicensed securities and derivatives business (Disclosure Date : 12/12/2023)
Facebook Page ชื่อ New Investor : Unlicensed securities and derivatives business (Disclosure Date : 18/12/2023)
in capital markets. This new initiative saw the Big-Four audit firms in Malaysia, Indonesia, Singapore and Thailand agree to work towards achieving a reduction of at least 25% in the number of listed
Bangkok, October 1, 2014 ? The SEC Board appointed Tipsuda Thavaramara, Senior Assistant Secretary-General as a Deputy Secretary-General. The appointment becomes effective as from October 1, 2014.Tipsuda Thavaramara graduated with a Bachelor degree in Mathematics from Harvard University, USA, and a Master of Business Administration from the Wharton School, University of Pennsylvania, USA. Joining the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and d...