primary market offerings and secondary market trading. To achieve this, the SEC is reducing the NC requirements imposed on digital asset businesses for risks associated with asset custody (custody risk

Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as

Bangkok, January 7, 2016 ? The SEC is seeking public comments on a proposal for amending rules on real estate investment trust (REIT) to allow money lending to REIT subsidiaries. The proposal aims to

Bangkok, June 5, 2014 ? The SEC is seeking public comment on revision of rules governing mutual fund prospectus to provide more useful information for investment decision making.  Management

underwriting will also be revised in responsive to current circumstances.  The consultation paper is available on www.sec.or.th. Stakeholders and those interested in the proposal are welcome to submit comments

Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and