businesses pose risks to client assets. Such operations require approval from the SEC Board, which the company has not obtained; and (4) Improving measures to prevent conflicts of interest and properly
the Office of the Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas
Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas the securities company may
from service provider. Clause 11. Securities company having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective
investment company or trust certificates of unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any
-2021 because the Company obtained the large equipment for lease project in the second half of 2021. Gain on sales of investment Gain on sales of investment in Q1-2022 increased from Q4-2021 and Q1-2021
Company obtained more projects. Cost of sales and services for Q1- 2017 is approximately similar to the increase in revenue compared to Q4-2016, but when comparing the cost of sales and services for Q1-2017
than the book value from the Company’s financial statements and the cost that the Company obtained the Land and Buildings. Although the price from negotiation with Double Tree Holding in this transaction
) securities companies other than the securities company under (1) and (2) but not including financial institutions established by any other law which have obtained securities business license after acquiring a