Notification of the Office of the Securities and Exchange Commission Published in Government Gazette Vol. 118 Section: Special 95 Ngor Date: 28 Sept. 01 (Translation) U Readers should be aware that
timeframe, not exceeding 45 days, while refrain from performing further actions as directed by the SEC. If business operators fail to submit such notification or complete the corrections within the specified
correct and complete under the Notification of the Capital Market Supervisory Board concerning Issuance and Offer for Sale of Trust Units of Infrastructure Trusts and to review and improve such mechanism to
approved person shall indicate such condition in the offering circular. Clause 20 An approved person under this Notification shall complete its offer for sale of newly issued bonds within 6 months as from
issued by the SEC Office by virtue of this Notification. (2) a complete and updated summary report of the operational function outsourced to the service provider shall be prepared and submitted to the
complete the improvement of its work system and personnel to comply with such provisions within six months from the effective date of this Notification, as the case may be. Clause 21. In the event that any
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------ Notification of the
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities