. Sukrit Choradol. The sales were made in a way that took advantage of others by using non-public information material to DEMCO share price concerning the operating results for the third quarter of 2015

duties honestly and seeking unlawful benefits from derivatives investment based on non-public information.Following the SET's referral, the SEC conducted a further investigation and found that {A}, then a

in the financial statements reporting forms to reduce burdens and costs of securities companies that are non-public accountable entities (NPAE).In addition, the revised reporting forms would comply

other persons’ accounts in such a way as to take advantage of other persons by using non- public material information concerning the fact that SUPER would sell off its assets of all kinds in its core

Lohtong Holding Co., Ltd.'s trading account to purchase 1,479,700 SPORT shares by utilizing non-public information he accessed by virtue of his positions. Such information was the Q3/2015 operating

possessed material non-public information regarding: (1) the company’s approval to sell ordinary shares of its subsidiary to Plan B Media Public Company Limited (PLANB), and (2) the company’s plan to buy

other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2/2014 of 168.79 million baht which significantly fell from the operating net profit of

) to (4) had purchased MAKRO shares based on non-public information material to the price of MAKRO shares.  The findings revealed records of purchase transactions in the trading accounts of the four

Mr. SomChai Kurujitkosol The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.287 Criminal Complaint Filed with an Inquiry Official Dated 17/06/2009

which turned ESTAR from having approximately operating loss of 51 million baht to a net profit over 140 million baht in 2013. Such non-public information material to the change of ESTAR share price was