The amendments contain key points as follows: (1) Repealing the requirement for crowdfunding debt (CFD) issuers to report significant events to the SEC, as specified in the Notification of the
reporting period in case of changes to the securities or derivatives holding by extending reporting periods for small-scale transactions with permission to incorporate small-scale transactions into one report
has been established. 2. Preparation and submission of the pooled fund data report to the SEC The AMCs would be required to prepare and submit the pooled fund data report on the essential information
one of the persons has already submitted a report to the SEC. The measure aims to streamline reporting procedures and reduce redundancy; 3) Further clarifying the reporting deadline in case of
is therefore proposing to amend the governing rules and regulations, as summarized below:(1) In addition to the existing requirements for reporting initial public offering (IPO) results (Form 81-1-IPO
The SEC emphasizes the importance of supporting relevant parties and key stakeholders in the financial reporting ecosystem to ensure that they are capable of performing their duties appropriately
Bangkok, July 20, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala after the Capital Market Supervisory Board?s Meeting revealed that the CMSB resolved to revise rules on report of
Disclosure Business News สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:43 Disclosure Business News Disclosure Business News ( 12 record(s) found) Date Time Heading
Bangkok, 11 October 2016 ? The SEC is seeking public comments on the proposed revision to the rules concerning intermediary reporting to support sufficient disclosure of information for the