Complex Type 2 Investment Consultant
@sec.or.th or telephone: 092-498-4939 any day anytime, 24 hours a day. This is the new standard of SEC complaint handling procedure to ensure proper investor protection. Investors and the public can file a
Bangkok, October 15, 2013 ? The SEC today launched new corporate website with more user-friendly design. Newly introduced and improved functions and features have been built-in to offer even more
Facebook page New Trading : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook page ชื่อ New investor : Unlicensed securities and derivatives business (Disclosure Date : 30/10/2023)
Facebook Page ชื่อ New TRADE : Unlicensed securities and derivatives business (Disclosure Date : 12/12/2023)
Facebook Page ชื่อ New Investor : Unlicensed securities and derivatives business (Disclosure Date : 18/12/2023)
of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC
Bangkok, October 1, 2014 ? The SEC Board appointed Tipsuda Thavaramara, Senior Assistant Secretary-General as a Deputy Secretary-General. The appointment becomes effective as from October 1, 2014.Tipsuda Thavaramara graduated with a Bachelor degree in Mathematics from Harvard University, USA, and a Master of Business Administration from the Wharton School, University of Pennsylvania, USA. Joining the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and d...