market that have a minimum of four auditors in the capital market. The requirement would take effect immediately for auditors affiliated with audit firms outside the capital market* who submit the
provide convenient, accessible channels for members seeking investment advice; 3) To provide investment advice on basic asset allocation; 4) To provide a standard fact sheet for fund committees to use as a
it applies for the license. In addition, the applicant must operate the business in a way that promotes, supports, or is related to services of securities business. It must also have network accessible
derivatives broker. “Derivative exchange” means any derivative exchange licensed by the Securities and Exchange Commission. “Initial margin” means the minimum amount of asset a customer must deposit to secure
direction, MACO will only build, procure, install and maintain advertising media on the condition that PLANB will guarantee MACO a minimum return.** The three transactions above are interrelated
minimum requirements for business operators and protect investors.?The SEC has also cooperated with the Bank of Thailand and the Office of Insurance Commission to build a supervisory linkage that ensures
offering (PO) and private placement (PP); removing a minimum 10 million baht of face value in all cases and a minimum redemption value of 80% of principal in case of PP. The revised regulations to become
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
investment scheme for 12 consecutive months with the minimum investment amount of 500 baht per month. Having complied with all the terms and conditions of the campaign (details can be obtained from the