The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...
Bangkok, 31 October 2017 ? The SEC has filed criminal complaints against former directors and executives of The International Engineering Public Company Limited (IEC) and their associates, totaling 25 persons, with the Department of Special Investigation (DSI) for jointly committing fraudulent acts, misappropriating the company's assets and seeking unlawful gains, which has caused damage to IEC. Their misconduct also included arranging or allowing fabrication of accounting records inconsistent w...
Since the class action law came into force in 2015, the SEC has continuously publicized the information about the law to enhance knowledge and understanding of investors and interested parties, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor protection mandate, education is an SEC’s crucial tool. “This seminar on class action legal proceedings...
Offering for Sale of Certificates Representing Interest from Underlying Securities
Regulations relating to Conflict of Interest with Real Estate Investment Trust
Rules in Detail on the Protection and Management of Conflicts of Interest
consolidation of the acquired hotel business in Europe and improving operating performance of Eastin Grand Sathorn Hotel Reported net loss (before minority interest (MI)) of THB 132mn, mainly from higher
other revenue to THB 83mn. Lower other revenues was primarily from reclassification of other (sundry) income and lower interest income from the hotel business in Europe, being partially offset by interest
Offering for Sale of Certificates Representing Interest from Underlying Securities by the Subsidiary of the Stock Exchange of Thailand
revenue of THB 148mn, an increase of 79.5% or THB 66mn. Higher other revenues was primarily from higher interest and sundry (other) income, as a result of treasury operations and the full- quarter