SEC Secretary-General Ruenvadee Suwanmongkol said: “Due to the current situation of the COVID-19 outbreak, SEC has issued this support measure to help personnel in the capital market business to
SEC Secretary-General Ruenvadee Suwanmongkol said that the relief measure for issuers of all types of securities applies to the annual registration statement fee (annual fee) that is due in 2020
determination of offering price, providing that intention to subscribe the underwritten securities must be clearly disclosed in prospectus and preventive measure for conflict of interest between financial advisor
enhance the understanding of financial planning and goal setting, as well as to raise awareness of investment scams. The lectures focused on deposit protection, debt relief measure, SMART principles
principles, including the "Three Knows" (Know Oneself, Know Others, and Know Own Risks), the 5 Don’ts of Investment, deposit protection, and debt relief measure. The event took place on 6 September 2024, in
million baht.In this regard, the company has proposed a measure to relieve impact from such inaccurate information stated in the news coverage. Investors will be entitled to review their intention after
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The Securities and Exchange Commission (SEC) welcomed a group of central and regional administrative case officers, senior professionals, under the Professional Level Administrative Case Officials
®), Associate Financial Planner Thailand (AFPT™), and professionals from the financial service, insurance, and wealth management. The seminar was held in Bangkok on 22 November 2023.
and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre . Clause 6. The securities company shall