Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A
SEC Thailand Assistant Secretary-General, Mrs. Charuphan Intararoong opened the event with remarks highlighting the growing importance of ESG in enhancing market resilience and investor confidence
securities analysis will be an important factor that motivates listed companies to prioritize ESG matters for the benefit of investors, the capital market and Thailand.” Mr. Richard McGillivray, Senior
Microsoft Word - 2008-034EN Management Discussion and Analysis for the Q2 2020 (Ending June 30^J 2020)-Rev (002) Ref. No. 2008/034EN August 13, 2020 Subject Management Discussion and Analysis for the
;">ที่ กลต.นธ.(ว) 31/2564 เรื่อง ขอเชิญเข้าร่วมอบ รม Overview on “ESG Integration Framework” for investment analysis ตามที่ สํานักงานคณะกรรมการกํา
The Securities and Exchange Commission, Thailand (SEC Thailand) today co-organizes a webinar with the CFA Institute and the CFA Society Thailand on “Guidelines for ESG Integration in Equity Analysis
this connection, the CFA Institute contributed to the drafting of the Guidelines for securities analysts and fund managers to incorporate ESG factors into their equity analysis and preparation of analyst
consultants with ESG knowledge, ensuring that professionals in the capital market are equipped to perform their roles effectively. This event took place on 4 November 2024 at Sofitel Bangkok Sukhumvit Hotel
Reporting: Global Trends and Implications for Investment Analysis,” co-hosted by the SEC, CFA Institute and CFA Society Thailand. The event was designed for capital market stakeholders, particularly
SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in