succeed without having efficient internal units comprising (1) company secretary having duty to monitor the company and its executives to comply with laws and keeping important information, (2) internal
การขายชอร์ตและการส่งมอบหลักทรัพย์ เพื่อการบริหารความเสี่ยงจากการทำหน้าที่เป็นผู้ดูแลสภาพคล่อง (market maker)ของบริษัทหลักทรัพย์ และการจัดการทรัพย์สินลูกค้าเมื่อเกิด internal short
Mr. Pornsak Chunhajinda Mr. Pornsak Chunhajinda knew or possessed inside information related to Phol Dhanya Public Company Limited (PHOL)’s Q4/2016 performance, while he was the managing director and
Pimwan Thareratanavibool Miss Pimwan Thareratanavibool, Managing Director and Director of AIE: As a person knowing or possessing inside information, she sold AIE shares through her own trading
Mr. Somboon Yingyongkitmongkol Mr. Somboon Yingyongkitmongkol, Assistant Managing Director, Operation of Sriracha Construction Public Company Limited ("SRICHA"), knew the inside information
Mr. Amit Prakash Mr. Amit Prakash, Managing Director of Polyplex (Thailand) Public Company Limited (“PTL”), and director and representative of juristic person of Polyplex (Asia) Pte. Ltd. (“PAPL
Miss Panjama Thienwiwat Miss Panjama Thienwiwat while being an assistant managing director of a subsidiary of Thai Rubber Latex Corporation (Thailand) Public Company Limited ("TRUBB"
Bangkok, August 20, 2015 ? The SEC revealed that the Settlement Committee imposed a total fine of 6,028,563.75 baht on Paiboon Thong-ra-ar for using inside information to sell shares and warrants of
statements of Q4/2016 through monthly financial statement of January and February 2016 through Mr. Amit Prakash, Managing Director of PTL and director and representative of juristic person of PAPL. The
Mr.Pongsak Lothongkam During June 2018, Mr.Pongsak Lothongkam while being chief executive officer, director and managing director of SVI Public Company Limited (SVI), knew or possesed the inside