Determination of Undertaking not Deemed as a Derivatives Dealer
Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (No. 2)
Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
Supervisory Board concerning Investment of Funds (the same rule applies to Thai ETF)? Yes No 9) Is the foreign ETF a passively managed fund? Yes No If “Yes”, please specify criteria of acceptable index ( please
foreign ETF comply with the Notification of the Capital Market Supervisory Board concerning Investment of Funds (the same rule applies to Thai ETF)? Yes No 9) Is the foreign ETF a passively managed fund
: Clause 1 In this Notification: " derivatives dealer " means a person holding a license to undertake a derivatives business in the category of derivatives dealer ; " institutional investor " means an