(UNOFFICIAL TRANSLATION) 4 (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily

(UNOFFICIAL TRANSLATION) (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily

(UNOFFICIAL TRANSLATION) (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily

penalty, a compensation for the benefit received or would have been received, and a reimbursement of the investigative expenses incurred by the SEC in the total amount of 32,761,239 baht. Additionally, Pasu

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 278 Civil Action Dated 27/12/2021

reimbursement of investigative expenses in an amount of 24,579.00 Baht SEC Act (the fifth amendment) Section 300 in conjunction with 278 Civil Action Dated 27/12/2021

;  - a reimbursement of investigative expenses in an amount of 85,011.00 Baht SEC Act (the fifth amendment) Section 240 Civil Action Dated 13/12/2021

; - a reimbursement of investigative expenses in an amount of 85,011.00 Baht SEC Act (the fifth amendment) Section 240 Civil Action Dated 13/12/2021

>     - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/01/2023     - a reimbursement of

executive in a securities issuing company between 27/02/2027 and 26/06/2030     - a reimbursement of investigative expenses in an amount of 126,279.00 Baht SEC Act (the fifth