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procedures as specified in the notification. In this regard, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the
(UNOFFICIAL TRANSLATION) 4 (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily
(UNOFFICIAL TRANSLATION) (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily
Template updated as of June 2022 For public offering of Asia Region Funds Passport (ARFP) in Thailand LOGO (Form 123-1) Name of the CIS Operator Factsheet Name of the CIS Operator’s local
Thailand LOGO (Form 123-1) Name of the HK Covered Management Company Factsheet Name of the HK Covered Management Company’s local representative in Thailand Information as of XX XX XXXX Name of the HK Covered
Template updated as of June 2022 For public offering of ASEAN Collective Investment Schemes (ASEAN CIS) in Thailand LOGO (Form 123-1) Name of the CIS Operator Factsheet Name of the CIS Operator’s
Unofficial Translation Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. LOGO (Form 123-1) ………..…. Asset Management
Section 109 Securities and Exchange Act B.E. 2535 Section 109. The Office may require any securities company to submit any report or present any document for any period or from time to time as