Bangkok, May 7, 2013 ? The SEC has encouraged securities companies to prepare company reports on top 10 or 20 securities with active trading volumes to provide investors with sufficient information for investment decision making. SEC Secretary-General Vorapol Socatiyanurak said the SEC in collaboration with the Association of Thai Securities Companies (ASCO) urges each securities house to conduct company reports on top 20 securities with the most active volumes traded by all customers or top 10...
Punyashthiti, SEC Assistant Secretary ? General, said that the SEC is drafting the regulations on primary listing to allow foreign companies to launch initial public offerings (IPOs) and become listed firms on
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
Facebook page Manage Mutual Funds impersonates BBL Asset Management Co.,Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/09/2024)
the Association of Investment Management Companies (AIMC), announced the launch of “Thailand ESG Fund: Thai ESG” on 8 December 2023. On this occasion, 16 asset management companies rolled out 22
The SEC emphasizes the significance of the roles played by the “bondholders’ representative,” who serves as a crucial mechanism for safeguarding and advocating for bondholders. The bondholders’ representative is required to comply with the Securities and Exchange Act B.E. 2535 (1992) and associated laws and regulations. Additionally, they are obligated to fulfill duties outlined in the bondholders’ representative appointment agreement, which prescribes the terms and conditions governing the obli...
Advantage Austria Bangkok, participated in the “UN Women 2024 Thailand WEPs Awards Launch Event” on 8 May 2024 via online conference. The event aimed to announce the launch of the UN Women 2024 Thailand WEPs
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, attended the launch meeting of the “Is This