regard, to be eligible for the fast track system, the audit firm must have received Very Good or Good rating for the latest quality control system review from the SEC Office in the following areas: (a
inspection Has your firm been inspected quality control systems by the audit oversight authority? Yes No If yes, please provide us the latest results of the inspection 4. Audit Experience Have you ever
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm
) Photocopy of the latest inspection result or report issued by all of the following parties (if any); - the audit oversight authority - professional body - network firm - firm’s internal monitoring Signature
accounting and auditing standards. The event aims to promote audit regulator and audit firm cooperation, boost audit quality in the region while enhance reliability of financial reports of companies in ASEAN
quarterly financial statements, on all of the past three consecutive years and the latest quarter, including the disclosure of related-party transactions. ;- To additionally disclose directors and
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
E-mail address Telephone number Fax number Mobile phone number 2. Principal place of practice Firm Name Position in the firm Address City State Postcode Country E-mail address Telephone number Fax
UNOFFICIAL TRANSLATION PAGE 12 Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and