March 31, 2022, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept customers' http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order

, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, kept and maintained digital assets http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2

(Thailand) Company Limited, a digital asset exchange and a digital asset broker, kept customers' http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2022 Dated 11/01/2022 Upbit

Dsdaq (Thailand) Company Limited Between January 1, 2021 and July 31, 2021, Dsdaq (Thailand) Company Limited, a digital asset exchange, kept customers' digital assets in digital wallets

(“Satang”), digital asset exchange, kept customers’ digital assets in digital wallets http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 4/2021 Dated 21/12/2021 Bitazza Company

asset exchange, kept customers’ digital assets in digital wallets http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 4/2021 Dated 21/12/2021 Bitazza Company https

to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during September 15, 2021 to May 7, 2022, Zipmex kept and maintained digital assets of

decisions on the client's behalf for a period of time. {A} admitted that the client allowed her to make trading decision to adjust the transferred securities from another securities company and she kept

investment loss must be provided and records on giving advices to clients must be kept.

., Ltd. but he kept repeating the same mistakes.Investment consultants must keep taped evidence of their investment advice and a client's trading orders when obtaining derivative trading orders from