Facebook page "HSh gold Client Support" : Unlicensed securities and derivatives business (Disclosure Date : 28/10/2025)
Facebook page "HSh gold Information Support" : Unlicensed securities and derivatives business (Disclosure Date : 30/10/2025)
The event is with the objective to continuously drive forward the Thai capital market because SEC recognizes the significance of the encouragement and development of knowledge regarding finance and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and investment, and also build up immunity for themselves against fraudulent solicitations via a variety...
– 12, 2025, under the theme “Financial Well-Being Journey: Informed Decisions, Empowered Choices in the New Era of Finance.” This year, the IOSCO emphasizes the threat of Relationship Investment Scams
Facebook อ้างชื่อ โอ้กะจู๋ CEO Journey - เส้นทางสู่ความสำเร็จ - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 28/05/2568)
Facebook page "โอ้กะจู๋ CEO Journey - เส้นทางสู่ความสำเร็จ" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 28/05/2025)
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, along with SEC executives, made a financial contribution to the Thai Red Cross Society to assist flood victims in Chiang Rai Province. The donation, totaling 341,100 baht, was contributed under the initiative titled, "the Thai Capital Market United for Flood Relief." This amount included 300,000 baht contributed by the SEC and an additional 41,100 baht from SEC employees. Mr. Khan Prachuabmoh,...
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC launched the ESG Product Platform in January 2023, demonstrating our commitment to continuous development. The goal is to ensure that capital market participants and the public can easily access information on sustainability-themed financial products from reliable sources. This update introduces key information on SRI Funds, categorized by tax-benefit products such as Retirement Mutual Fund (RMF), Super Savings Fund (SSF) and Thai ESG...
Earlier, the SEC conducted a public hearing on the proposed principles and draft regulations to support digital asset custodial wallet providers from business groups with expertise, experience
Currently, rules on providing investor services and communication of securities company regarding offering for sale of high-risk or complex capital market products do not cover the provision of NC bonds. The SEC has therefore amended the governing rules with the following key points: (1) Specifying NC bond as a high-risk or complex capital market product; (2) Requiring the offering of NC bond to comply with the rules on communication and investor services for high-risk or complex capital...