includes provisions on shareholding of acting-in- concert parties and measures against persons failing to meet the conditions for tender offer waiver. Other related rules proposed for revision involve
. This is to allow capable investors access to more diverse investment channels, and to strengthen competitiveness of asset management companies. The draft revisions involve: (1) determination of
The amended regulations on the reporting of changes involve securities, namely shares, convertible securities and derivatives held by directors, executives and auditors of listed companies.** By
. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the SEC, said: “Most damages from reported investment scam cases received by the SEC involve scams via social media platforms – ranging from
not involve a change of beneficial ownership of such securities; 2. Placing a https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/MARKETMISCONDUCT.aspx < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last
involving booth setups related to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products
transactions involve share acquisition of five companies and an investment in the development of power generating projects. Such significant transactions are considered asset acquisition. The board of directors
Misconduct inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2
. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2. Placing a https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/MARKETMISCONDUCT.aspx
company services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and other businesses.Those actions might be considered as persuading and issuing newly issued