by conducting the process of Know Your Client (KYC) so that they can provide appropriate services. Nowadays, an electronic KYC or e-KYC has been introduced to make KYC processes faster and become
review provider to assess each step of the bond offering and issuance is encouraged. This regulatory revision was introduced to align with the SEC’s strategic plan to promote investment and fund raising
. Moreover, Mobile App ?start-to-invest,? a new stylish investment tool available for free-of-charge download on App store, will be also introduced. Visitors can also seek advice relating to investment and
and Form 69-1. The revised forms take into account compliance with the new Corporate Governance Code (CG Code), which was jointly introduced by the SEC and relevant capital market organizations earlier
falsity. ?The revision of rules intends to provide more channels for investors to familiarize themselves with DW?s features and risk before making investment decision. DW has recently been introduced to
recently been introduced to the market while investment in the instrument may associated with risks that are perhaps not known to investors; for instance, price of DW can be more fluctuated than that of its
) and infrastructure fund. Besides, savings and several types of life insurance will be introduced while visitors can try playing risk explorer game. Entrepreneurs finding fund source are also welcomed at
introduced under the revised regulations enabling the issuer to make several offers for sale of debt securities by simply filing securities? features and additional information in case of the event affecting
introduced and apply to the qualified DW issuers. In addition, the redundant information disclosed and signing requirement in the filing will be eliminated. SEC Secretary-General Vorapol Socatiyanurak said
; and access information sources for investment decision making. At SEC booth, ?Bond Supermart? is also introduced to ease trading debt securities in the secondary market. Specially, start-to-invest